FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
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1. Name and Address of Reporting Person
*
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2. Issuer Name
and
Ticker or Trading Symbol
ADVANCED ENERGY INDUSTRIES INC [ AEIS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) SVP Operations |
1625 SHARP POINT DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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FORT COLLINS, CO US |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $17.85 | 7/18/2003 (1) | 7/18/2012 | Common Stock | 40000 | 40000 | D |
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Employee Stock Option (right to buy) | $9.12 | 2/12/2004 (1) | 2/12/2013 | Common Stock | 5000 | 45000 | D |
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Employee Stock Option (right to buy) | $7.61 | 4/16/2004 (1) | 4/16/2013 | Common Stock | 5000 | 50000 | D |
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Employee Stock Option (right to buy) | $19.24 | 7/23/2004 (1) | 7/23/2013 | Common Stock | 5000 | 55000 | D |
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Employee Stock Option (right to buy) | $22.52 | 10/15/2004 (1) | 10/15/2013 | Common Stock | 5000 | 60000 | D |
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Employee Stock Option (right to buy) | $22.30 | 2/11/2005 (1) | 2/11/2014 | Common Stock | 3750 | 63750 | D |
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Employee Stock Option (right to buy) | $20.81 | 4/14/2004 | A | 3750 | 4/14/2005 (1) | 4/14/2014 | Common Stock | 3750 | $20.81 | 67500 (2) | D |
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Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
BURTON SCOTT B
1625 SHARP POINT DRIVE FORT COLLINS, CO US |
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SVP Operations |
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Signatures
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Michael El-Hillow - Attorney-in-Fact | 4/15/2004 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |